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ARABIAN
SECULAR AND SACRED IDEOLOGICAL
CONTEXTS OF THE QUR'AN:
HISTORICAL INNOVATION THROUGH
REVELATION
By Ammann, Ludwig
The success
of revelations is scandalous.
Why should a prophet's message
attacking prevalent convictions
and institutions find support?
Why would any self-respecting
community follow a single man's
call to convert and mend its
ways? Religious and cultural
change isn't self-evident, on
the contrary. The advent of
Islam is a striking example:
God's revelation calling for an
Abrahamitic monotheism in Mecca
was ignored and rejected by a
vast majority of its addressees.
His messenger's tribe was
definitively not prepared to
renounce worship of its many
deities for a single God. After
six years of preaching,
Muhammad's failure to mobilize
more than a few young men for
his cause was complete. That's
exactly what one would expect.
Success came only after the
movement's famous exodus when
the prophet and his seventy
followers migrated to Medina in
622 CE. That could and should be
the key to understanding this
turning-point in history. But
researchers disagree more than
ever. One type of
reconstructions tries to prove
the historical necessity of the
Islamic revelation in Mecca, of
all places, where it was met
with disbelief, making fantastic
claims of religious decline and
social crisis for a prospering
sanctuary and commonwealth of
traders. Another type of very
different bent denies on
principle that Islam could have
been born on the pagan Arabian
peninsula, postulating despite a
lasting lack of evidence that
it must have emerged in Syria
and Iraq as off-shoot from some
monotheist sect. Our sources
contradict these efforts of
imaginative historiography. But
radical revisionists such as
Patricia Crone and Gerald
Hawting feel justified, on
purely theoretical grounds, to
dismiss the whole body of
historical traditions as
forgery, assuming total amnesia
of the Arabs. This is
misleading. Qur'an, poetry,
traditions and archaeology
certainly all pose specific
problems as sources for the
early history of Islam.
But in the end the sheer amount
of traditions striving for
scholarly accuracy supports
Ernest Renan's assessment: In
comparison with Christianity,
Islam was born in the full light
of history. We even learn of
such delicate matters as the
necklace affair of Muhammad's
favourite wife.
This is new in the history of
prophetic reformers.
I’d like to
suggest a reconstruction that
appreciates Muhammad as reformer
and explores worldy sources of
revelation. The controversial
claim for an ultimate
other-worldly source of
inspiration will be put aside -
believers and unbelievers will
not and need not agree on this.
Let's imagine Muhammad as
curious lay intellectual trying
to make sense of the world,
searching for new answers in a
highly pluralist context of
competing religions and
world-views. To complement the
prevailing histories of adaptive
borrowing, a line of
investigation reeking of
copy-right claims when revamped
the revisionist way, we'll
highlight the initial endogenous
dynamic of religious change.
Thus the autochthonous context
of folk religion and pagan
secularism will take centre
stage. Instead of stressing
external monotheist stimuli of
change, a supply-side approach,
we will search for potentials of
self-critique: What could
trigger an additional demand for
meaning in a given symbolic
universe, reaching beyond its
time-tested supplies and
ultimately transforming the
entire religious landscape?
Foreign resources of meaning
obviously contributed a lot to
answering this demand, notably
after the prophet’s arrival in
Medina, but this need not be
recapitulated here. Insisting on
the path dependency of cultural
change, our demand-side approach
could be suited to explain why
the Arabs didn’t convert to one
of the existing monotheisms, but
founded a highly successful
third monotheism through
Muhammad as their lead actor.
So what
happened on the Arabian
peninsula at the time? Not too
much - until Muhammad started to
preach. Major religious and
political changes one might have
expected failed to happen.
Neither the Sassanian Empire nor
the Byzantine Empire at its
borders conquered the peninsula
and both lost influence around
600 CE. Stray Jewish and
Christian individuals and
communities existed but did not
impress their pagan neighbours
in Central and Western Arabia:
They did not become Christians
or Jews but stayed loyal to the
polytheist and secular
traditions of their ancestors.
The Arabs
were tribes of pastoral nomads
roaming the desert in exchange
with tribes of farming oasis
dwellers. They formed a cultural
nation but failed to found a
state, on the contrary: Regular
raids and tribal feuds confirmed
their self-ideal as warriors.
Believers served family and clan
idols, their own tribal god and
other tribal gods at their
respective local sanctuaries and
once a year went on pilgrimage
to worship their common high god
and creator Allâh at his
sanctuary in Mecca. Allâh’s
so-called daughters Allât, Manât
and al-‘Uzzâ, the major
goddesses of Western Arabia,
were also transtribal as they
were used by many tribes and not
just their principle owners. The
formula “one tribe – one god” is
much too reductive. “Worship”
indeed meant “use”: Asking gods
for their support in exchange
for sacrifices was what folk
religion was about. A verse by
the poet Labîd put it like this:
God’s praise is the “most
profitable deal” in emergency.
For Bedouins, religion was not a
comprehensive system of
orientation, its purpose was
much more limited. This may be
attributed to their nomadic life
style since roaming far from
sanctuaries occasions a shortage
in religious supply that is
overcome with profane
substitutes – traditional
customs and poetry lead the way.
Labîd: “I belong to a group for
which their fathers paved the
way (sannat lahum); for
each people has a custom (sunna)
and its leader (imâm).”
The Arabs did not believe in
life after death. “They say:
‘There is just our life on this
world. We die and we live and
only time destroys us.’” (Q
45:25, cf. 6:29 & 44:34) There
were no priests that could have
explained the meaning of life.
This was done by poets instead.
Their explicit reflection often
resorted to the concept of
destructive time. But Bedouin
poetry also supplied an implicit
answer embodied in its
structure. The qasîda is
a highly standardized poem in
three parts celebrating the
Bedouin way of life. At the
sight of what’s left from former
camps it ritually evokes the
transitoriness of being in its
first part and asks what this
means. Labîd, a contemporary of
Muhammad: “I stopped and asked
the ruins – but how can we ask
the deaf and everlasting whose
speech is not clear?” Stones
won’t answer. But man does –
when he continues his poem to
praise his own deeds of warfare
and thus immortalizes himself;
an answer that is less
philosophical than practical,
and quite efficient. This is the
“Helden-Ersatzreligion” or
hero’s substitute religion of
the qasîda, as Julius
Wellhausen
called it, a solidly
anthropocentric world view.
Secularism in the sense of
limited functions of religion –
“weakness” would be judging it
from the point of view of
monotheisms believing in a
hereafter! – is not an invention
of modernity, as both the Greek
and Chinese examples show. True,
we may interprete the secularity
of life in Western and Central
Arabia as Bedouin loss of
an originally more intensive
sedentary religiosity:
Religious phrases
speaking of god as lord and his
servants recall an attitude
subsequently derided by proud
Bedouin manners
forbiddding prostration before
god. But nomadic secularity
certainly wasn’t the kind of
decline that – as has been
argued ever since Wellhausen’s
seminal “Remnants of Arabian
Paganism” – would have called
for a prophet. After all, the
shortage had been compensated!
Decline is not the point, rather
the potential for reversal
present in remnant terms such as
rabb (lord), ‘abd
(slave), masjid (place of
prostration, that is of worship)
and dîn (cult, religion,
probably derived from the roots
double meaning “rule/obey”,
possibly also “custom”) as well
as the most common type of
theophoric name, ‘Abd +
name of god. All these words
could stimulate self-critique in
case someone should observe and
dislike the contradiction
between what the phrases demand
and what people do instead. He
might then attack their faith as
mere lip-service and call for an
intensified cult in an attempt
at cyclical reform. So this
actually could be a nucleus of
endogenous change – if folks
only ever listened to such
remonstrations.
Apart from
sloppy standards of coherence in
folk religion, the un/answered
quest for meaning must always
have stirred certain
individuals.
Given the answers offered
at the time, dissatisfied pagans
usually either became Jews,
Christians or hanîfs, as
independent monotheists were
called; the poet Umayya b. Abî
s-Salt in Mecca’s neighbouring
town at-Tâ’if is a famous
example. But they never became
prophets spreading their new
faith, although they might tell
its defining stories as Umayya
did. Muhammad made history when
he of all Arabs eventually did
turn prophet – under pressure.
He was born in 570 CE in Mecca,
the budding Western Arabian
trading town and supra-regional
cult centre teeming with gods.
His lineage was not pre-eminent
in the tribe of the Quraish.
Being an orphan, he had ample
reason to contemplate the
transitoriness of life more than
others, and he might also have
pondered his absent father’s
name – "‘Abdallâh" or "slave of
god”. We don't know if he did,
but we do know that later on
when he had become a successful
caravan trader he regularly went
into seclusion for periods of
worship, an unusual habit. It
was during one of those retreats
when around 610 CE first a
vision and then auditions
overwhelmed him. God revealed
himself through the angel
Gabriel who forced the
frightened listener to repeat
God’s word after him: “Recite in
the name of your lord that
created man from
a blood clot!” (Q 96)
Fortunately his wife Khadîja, an
experienced entrepreneur,
encouraged him as she believed
in his mission; the first Muslim
is a woman. In the following two
decades the Qur'an meant for
"recital" (qur'ân) in
service was sent down in small
pieces. The dialogical text of
this public address mirrors the
debates of a charismatic lay
intellectual with his community
and his pagan and later on
Jewish adversaries in Mecca and
Medina. In this text the
polytheist folk religion of the
Arabs entered the stage of
systematic reflection with an
attempt to transform the limited
rule of many gods into absolute
rule of just one god, the
supreme deity Allâh. The name of
the reformed religion eventually
summed up the programme:
Islâm is submission – to
God’s rule.
In its
critique of the religious state
of affairs, the revelation
always argued from what people
already believed. It stressed
the omnipotence of the distant
high god, deducted the "new
creation" or resurrection from
his status as creator (Q
50:3-16), thus answered the
quest for meaning in a new way
with belief in a next world, and
for all of this demanded
service, that is daily ritual
prayers to God. It is above all
the prevalent concept of Allâh
as high god that held important
potentials for independent
self-critique and a reformation
of meaning. Allâh ranked as
creator, provider of rain,
steerer of destinies and
guardian of morals. But he was
only invoked for important oaths
and in extreme emergency. When
fearing death at sea the Meccans,
so we are told in the Qur'an,
"purified their faith for him
alone" (Q 31:32, Q 29:66; cp. Q
17:67); that is in mortal danger
they prayed to him and none else
– and turned away to other gods,
"ascribing partners" to Allâh,
when safe back on shore. In
everyday life, lesser gods were
closer to the believers and
their ordinary needs. Upon
interrogation, they would
describe these partners as
intercessors bringing them near
their distant high god (Q 38:3,
Q 10:18).
Supernatural power was thus
shared in a way that held the
supreme deity responsible
formost for the creation and
preservation of life – the core
business of the religious mode
of coming to terms with
contingency. This practice can
be termed a situational and
therefore temporary monotheism.
It seems to point to an
alternative religious system.
But we must recall that
henotheist prayer to a single
god in emergency is not unusual
in polytheist settings.
Therefore the Arabian belief in
a high god cannot be judged to
be a sign that the religious
system was already heading
towards monotheism.
It is the Qur’anic revelation
that never tired of
contemplating this and similar
phenomena of folk religion in a
way that is bent on tightening
coherence. “A-fa lâ ta’qilûna?”
is how the argument often ends:
"Don’t you understand?" Meaning
that upon reflection one would
certainly have to conclude the
sole rule of Allâh from the
evidence presented. The
recommended use of reason can
thus result in a dynamic of
rationalization that ends up
transforming the whole system.
This is how
something new can come into
existence. But what was new for
the Arabs obviously and
according to the Qur’an itself
was in line with Abrahamitic
traditions: “Speak: ‘I am not an
innovator amongst the
messengers!’” (Q 46:10)
Monotheist concepts – a
singular god, belief in
resurrection and a last
judgement etc. – had evidently
been present on the Western and
Central Arabian religious market
for a long time. After all,
Arabs lived with Jews in cities
like Yathrib/Medina and traded
with Christian empires and their
Christianized Arab vassels on
the border of the Arabian
peninsula. Bedouin poets might
even give god a Christian look
in panegyrical poems addressing
Christian sponsors – so that
pagan opinion leaders actually
helped to spread at least the
knowledge of monotheist ideas.
All the same, these remained
stray and unconnected concepts
either explicitly refuted or a
long way from forming a coherent
system on a par with the
established worldview.
Meccans remained sceptical. They
judged the messages of prophets
as being empty promises and
"fables of former peoples" (Q
28:83 on resurrection) that
other men dictated to Muhammad
(Q 25:6). Above all the
monotheist moralization of
religion through divine law and
a last judgement were flatly
denied: The customs of their
fathers lead the way, there was
no better guidance, "we don't
believe in what you (prophets)
are sent with!" (Q 43:23f.) And
worse still, the Quraish didn't
believe that Muhammad was God's
messenger as he and later the
Muslim profession of faith
asserted. "'He is only a human
being like you, hoping to be
something better'" (Q 23:25),
possibly inspired by other
people or by jinn as poets were,
but not by God. In vain the
revelation challenged the
Meccans to enter a contest of
rhetoric: "Even if men and jinn
united to come up with something
similar to this Qur'an, they
wouldn't come up with anything
similar, despite their joint
forces!" (Q 17:89)
In fact the
Qur'an is singular as poetic
work of art. From a religious
point of view this suggests
divine inspiration. That's why
for Muslims the Qur'an by virtue
of its creative inimitability is
the miracle attesting to
Muhammad's mission. But none of
this could convince the Meccans.
Only a few young men followed
Muhammad's call, most of them
from good families. This is not
a movement of the poor and
oppressed: The origin of the
revolutionary revelation is
intellectual, not social –
whether social science likes it
or not. Materialists tried to
diagnose Mecca with a social
crisis. This is grotesque –
Mecca was a prospering oasis of
peace. If anything favoured the
revelation in Mecca, it was the
possibility of cult
intensification through for
example regular prayers that it
offered as cultic centre, and of
course the possibility of cult
concentration on the local high
god – at the cost of al-‘Uzzâ,
the tribal deity of the Quraish
who was venerated at a nearby
arbor sanctuary, and at the cost
of all other idols at home in
Mecca. Cult intensification and
cult concentration were
potentials of sedentary
religiosity not yet realized and
hardly reflected in Mecca. But
in Mecca Bedouin virtues such as
raiding and overspending were
outdated and a self-ideal
canonized in textual form that
would substitute them with
something more conducive to
trading was overdue. So
structurally there was a window
of opportunity for replacing the
secular "hero's substitute
religion" of the Arabian
qasîda as basic text of a
Bedouin way of life –
certainly an anachronism in
Mecca! - with a "substitute poem
of the pious" as basic text of
an urban way of life.
Muhammad
vigorously pointed out the
possibilities of cult
intensification and
concentration. His listeners
could choose as they liked:
Participation at cults was not a
duty, there was full religious
freedom, anarchic pluralism
reigned supreme.
Believers could swear by both
the “Lord of Mecca and the
Crucified” as the Christian
court poet ‘Adi b. Zaid did in
al-Hîra – a good example of how
mono- and polytheism could
actually coexist at the time.
This recalls Far Eastern
customs, the coexistence,
whether competitive or
indifferent, of traditional
ancestor cults and new high
religions, Confucianism, Taoism
and Buddhism. But Arabian folk
religion was forced to compete
with exclusivist Abrahamitic
One-Truth-Traditions, and so the
freedom to choose one’s religion
cultivated in the Sinic world
didn’t last in the
Iranian-Semitic circle of
prophetic cultures. Instead of
gaining pluralism through
superimposition of religions,
the polytheist Arabs were doomed
to suffer a loss of pluralism
that was finished off with
violence; it was not for nothing
that their folk religion became
dynamic in the context of an
already developed monotheist
tradition of Jews and
Christians, an atheist creed by
antique standards as it denied
the gods of others.
So Muhammad
became a prophet demanding cult
intensification and
concentration - so far no more
than an individual option
- from all Meccans. In
the course of time his programme
of reform reached its most
extreme conclusion, claiming the
sole rule of Allâh: The
revelation declared ascribing
partners to God a sin – “There
is no god but God” says the
first half of the later
profession of faith. This made
breaking with the Quraish
inevitable: Mecca could only
prosper if all gods were
respected – including those of
other tribes; the system of
tribal alliances protecting its
trade wouldn’t have survived
attacks on their deities. The
town council decided to fight
against the movement and the
prophet confirmed the rupture:
“I do not venerate what you
venerate and you do not venerate
what I venerate; I am not a
worshipper of what you worship
and you are not worshippers of
what I worship. You have your
religion and I have mine!” (Q
109:7) Around 622 CE he was
defeated and had to migrate with
his small community to distant
Yathrib – a much bigger town
than Mecca.
This was the
turning point. Here three Jewish
and two Arabian tribes lived in
conflict. In the intact world of
Mecca Muhammad’s message of
salvation actually meant harm:
The revelation was not preceded
by a crisis, it caused a crisis.
Whereas in the dysfunctional
society of Yathrib/Medina its
collective uses could be
discovered – the potential for
transtribal sociation inherent
in a panarabian high god, in
other words: a revolutionary
potential for socio-political
integration. The process started
with faith-based brotherhoods
pairing migrants with
inhabitants of Yathrib on an
individual basis, and when
conversions increased it led to
a treaty of alliance between the
migrants and the Medinese on a
collective basis. This treaty
founded the political community
of believers, the famous Islamic
umma expected to obey God
and his messenger. So is it a
crisis, after all, though not in
Mecca, but in Medina, that was
decisive for the transindividual
success – as opposed to
origin - of the
revelation? Yes and no. There
was certainly no crisis in the
true sense of the word in
Medina, that is no worsening of
the situation leading to an
acute crisis, no fighting or
famine that would have
encouraged a prophet to turn up
with a message of salvation at
this particular moment in time.
But the experience of previous
violent crises could have
prompted people to sense the
structural deficiency of their
aggregate state. Bloody clan
feuds in which the inhabitants
of this town had fallen apart
just a few years ago can be
judged a symptom of not coming
to terms with social change: It
is in Medina that a full five
tribes and two faiths
permanently lived together as
farmers with very limited space
at their disposal. Compared to
the roaming way of life of
Bedouins as well as the politics
of tribal alliances mastered by
the sedentary Quraish this
implied a much higher need for
transtribal integration. So in
Medina – and only here! – urban
growth beyond the largest
political unit of action, the
tribe, raised an unsolved
question of order concerning all
the community in addition to the
usually suspended quest for
meaning, a dissatisfaction with
the given explanations of the
world that concerned only
individuals. Only that could
stir collective demand for the
prophet's supply of innovative
meaning!
Now two more
things were missing that would
make God's rule total: the world
and the law. New revelations
asked the believers to fight
against unbelievers. This is the
jihad, the duty to engage in a
military "effort on the path of
God" for the sake of spoils and
a place in paradise; good words
alone did not suffice to convert
the Meccans. After six years of
battles the Muslims conquered
Mecca in 630 CE und then
subjected one Arabian tribe
after the other to God's will.
Beyond Arabia, expanding the
empire became the primary
objective of war, despite the
call to convert, as Christians
and Jews could choose humbly to
pay tribute instead (Q 9:29).
The decision not to mission with
the sword was a key to success.
The foundation of a faith-based
state in stateless Arabia, the
unification of all Arabs through
a project of world conquest -
that's the real innovation of
Islam in comparison with Judaism
that failed politically and
apolitical early Christianity.
The exodus to Medina made it
possible. So there was indeed
reason to declare the hijra a
turning point starting a new, an
Islamic chronology. No state
without law – and so the Meccan
suras of devotional guidance
were complemented in Medina with
revelations regulating social
life: family law, criminal law,
war law and more.
Muhammed
never intended to be an
innovating messenger.
Monotheism, the solitary rule of
one god as presented in the
Qur’an means one truth for all
people – from the beginning of
time; one god, one mankind, one
covenant. The actual division of
mankind into different religious
communities was explained thus:
On the one hand, the new
revelation taught the Arabs what
they did not know, and on the
other hand, it confirmed the
scriptures of the Jews and
Christians. Jews and Christians
did not agree with this. So
Muhammad’s hope to be accepted
by them as prophet was
disappointed. The Jews of Medina
regarded the Qur’an as fraught
with mistakes, and besides only
the chosen people was capable of
producing prophets. Their
religious and political
resistance prompted the decisive
turn in the way the revelation
understood itself: It doesn’t
only confirm foreign precedents
but renews the Abrahamitic
original monotheism, the
“religion of Abraham”, who is
supposed to have built the Ka’ba
in Mecca (Q 2:16f.); and neither
can Muhammad be topped as he is
the “seal of prophecy” (Q
33:41). This was the declaration
that Islam had come of age (Tor
Andrae). Reorientation of the
direction of prayer from
Jerusalem to Mecca powerfully
expressed this new
self-confidence.
As for the
stubborn Jews, they must have
adultered their scripture; their
burdensome law – historically
the late product of exile! – was
now seen as penalty for their
sins. The Jews were expelled
from Medina, and when conflicts
intensified, the men of one
Jewish tribe were killed and the
women were made slaves. As for
the Christians, the revelation
spoke against the tendency to
give Jesus and Maria divine
status in the folk piety of
oriental Christianity by
confirming that Jesus is Maria’s
son, but not the son of God. As
a matter of fact, that’s also
how Christians could and often
would see it until the councils
of Nicäa (325 CE) and
Constantinople (381 CE)
outruling this view.
Christ’s death on the cross is
denied. This touches upon a
fundamental difference: In
Christianity, the messenger
himself brought salvation as
saviour, in Islam it was the
Qur’an as the law-making word of
God.
The existence
of Christian and Jewish owners
of scriptures that would not
listen raised the question of
what could possibly be the
meaning of multiple revelations.
In the middle of classical
ethnocentric statements, the
Qur’an answers with the
following verses: “For each of
you, we have laid down statutes
and a way. If God had wished to
do so, he would have created you
as one community. But he wants
to test you with what he
prescribed to you. So compete to
do good! All of you will return
to God, and then he will settle
your disagreement.” (Q 5:48)
This can be read as competition
on different roads to
salvation, on equal par,
suspending judgement, but also
as competition between
different roads to salvation in
so far as every road taken for
granted is actually based on
human interpretation of what was
revealed – and interpretations
can be mistaken and call for
revision if others take the
lead. This is a reading that
enables believers to learn from
each other on the road to God's
final word of wisdom.
So the Iranian-Semitic concept
of monotheism, the dangerous
claim of a singular truth to
rule without partners, allows
for more than just condescending
tolerance of the kind that was
traditionally granted to Jews
and Christians in Islamdom. A
supreme example in pre-modern
times is given by the Sufi
philosopher Ibn ‘Arabî in his
thoughts on religious pluralism.
The loss of pluralism through
singularization is therefore
neither absolute nor
irreversible: The revelation
holds a potential for respecting
foreign roads to salvation in
which the religious pluralism of
the polytheist system survives
in weaker form. “Compete to do
good!” implies that the message
of the Meccan caravan trader,
though certainly striving for
market leadership, did
appreciate religious pluralism
as a given beyond judgement and
pious competition as a means of
updating and refining moral and
other truths. So it could well
happen that Muslims – foremost
in the multireligious secular
states of the West – are
stimulated by increased
religious competition to
rediscover the pluralistic
potential of their revelation
from the point of view of a
minority and develop it as
fundamental Islamic value in a
way not yet known.
Muhammad died
on June 8 in the year 632, one
year after his “farewell
pilgrimage” and ten years after
the hijra. He changed the world
as few others did. In only two
decades he gave Arahamitic
monotheism its strictest shape
and laid the foundation for a
world empire. He did so as God’s
creative prophet and statesman.
All of this started with a
revelation – a vision. Its grand
request designed a new life that
premiered in Medina. It was a
long way from this historical
model to the manifold cultures
that count as Islamic today. But
they all have one thing in
common: unending change through
reinterpretation of the first
design.
(Unpublished
summary of DIE GEBURT DES ISLAM)
BIBLIOGRAPHY
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